Physics
Relating definitions of the k-basis
Step-by-step physics solution: Relating definitions of the k-basis
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1. What the question is asking – in plain language
A student has seen two ways of talking about the (k)‑basis (often called the reciprocal or momentum basis) in quantum mechanics / wave‑physics:
-
“Frequency‑space” picture – we say that the set of vectors ({ k\rangle}) spans a space whose coordinate is the wave‑number (or frequency) (k). - Operator‑eigenvector picture – we say that the same set of vectors satisfies
[ \hat D\,|k\rangle = i k \,|k\rangle ,\qquad\text{with }\hat D\equiv\frac{d}{dx}\;. ]
The student wonders how these two descriptions are related. In particular, why does the eigenvalue appear as the imaginary number (i k), and how does that connect with the idea that the basis “spans frequency space”?
Our job is to show, step‑by‑step, that the two definitions are exactly the same thing: the eigenvectors of the differential operator (\hat D) are precisely the plane waves (\exp(i k x)), which are the building blocks of the Fourier transform. The Fourier coefficients are the components of a state in the (k)-basis, i.e. its “coordinates” in frequency space.
2. Detailed derivation
2.1 The differential operator in the position representation
| In the position representation a state ( | \psi\rangle) is represented by the wave‑function |
[ \psi(x)=\langle x|\psi\rangle . ]
| The operator (\hat D) acts on kets as (\hat D | \psi\rangle). |
| Its matrix element in the ( | x\rangle) basis is |
[ \langle x|\hat D|\psi\rangle = \frac{d}{dx}\psi(x) . ]
Thus, in this representation (\hat D) is the ordinary derivative with respect to the coordinate (x).
2.2 Solving the eigenvalue equation
| We look for kets ( | k\rangle) that satisfy |
[ \hat D|k\rangle = i k |k\rangle . ]
Take the position representation of both sides:
[ \langle x|\hat D|k\rangle = \frac{d}{dx}\langle x|k\rangle = i k \,\langle x|k\rangle . ]
| Denote the position‑space wave‑function of ( | k\rangle) by |
[ \phi_k(x) \equiv \langle x|k\rangle . ]
The eigenvalue equation becomes the ordinary differential equation
[ \frac{d\phi_k(x)}{dx}= i k\,\phi_k(x) . ]
Its solution is immediate:
[ \boxed{\;\phi_k(x)=\langle x|k\rangle =\frac{1}{\sqrt{2\pi}}\,e^{i k x}\;}, ]
where we have inserted the conventional normalisation factor ((2\pi)^{-1/2}).
Any overall constant would also be an eigenfunction; the factor is chosen so that the eigenkets are δ‑normalised (see below).
Thus the eigenvectors of (\hat D) are exactly the plane‑wave functions (e^{i k x}).
2.3 Orthogonality and completeness of the (|k\rangle) set
Using the chosen normalisation we obtain
[ \langle k’|k\rangle = \int_{-\infty}^{\infty}!dx\, \phi_{k’}^{*}(x)\,\phi_k(x) =\frac{1}{2\pi}\int_{-\infty}^{\infty}dx\, e^{-i k’ x}\,e^{i k x} =\delta(k-k’) . ]
| Hence the ( | k\rangle) are orthogonal in the Dirac‑δ sense. |
The completeness relation follows from the Fourier inversion theorem:
[ \int_{-\infty}^{\infty}! dk\,|k\rangle\langle k| =\int_{-\infty}^{\infty}! dk\, \Bigl(\int!dx\,|x\rangle\phi_k(x)\Bigr) \Bigl(\int!dx’\,\phi_k^{*}(x’)\langle x’|\Bigr) =\int!dx\,|x\rangle\langle x| =\mathbb{1}. ]
| So the set ({ | k\rangle}) spans the whole Hilbert space, exactly as a basis does. |
2.4 Expansion of an arbitrary state – the Fourier transform
| Take any square‑integrable wave‑function (\psi(x)). Insert the identity (\mathbb{1}= \int dk\, | k\rangle\langle k | ) : |
[ |\psi\rangle = \int_{-\infty}^{\infty}! dk\,|k\rangle\langle k|\psi\rangle . ]
Define the (k)-space (frequency‑space) amplitude
[ \tilde\psi(k) \equiv \langle k|\psi\rangle . ]
In the position representation we have
[ \psi(x)=\langle x|\psi\rangle =\int_{-\infty}^{\infty}! dk\, \langle x|k\rangle\tilde\psi(k) =\frac{1}{\sqrt{2\pi}}\int_{-\infty}^{\infty}! dk\, e^{i k x}\,\tilde\psi(k) . ]
| The inverse relation (obtained by multiplying by (\langle k | ) ) is |
[ \boxed{\;\tilde\psi(k)=\langle k|\psi\rangle =\frac{1}{\sqrt{2\pi}}\int_{-\infty}^{\infty}! dx\, e^{-i k x}\,\psi(x)\;}, ]
which is precisely the Fourier transform of (\psi(x)).
| Thus *the coordinates of a state in the ( | k\rangle) basis are exactly its Fourier components*, i.e. its representation in “frequency space”. |
2.5 Why the eigenvalue is (i k) (the 90° rotation)
The operator (\hat D = d/dx) is anti‑Hermitian:
[ \hat D^\dagger = -\frac{d}{dx} = -\hat D . ]
Multiplying an anti‑Hermitian operator by (i) makes it Hermitian:
[ \hat p \equiv -i\hat D = -i\frac{d}{dx} ]
is the familiar momentum operator (in units (\hbar=1)). Its eigenvalue equation is
[ \hat p|k\rangle = k|k\rangle . ]
Hence the appearance of the factor (i) in the original statement simply reflects the convention of calling the derivative itself the “generator of translations”. The eigenvalue (i k) is purely imaginary because the derivative operator rotates a complex exponential by a phase of (90^\circ) (multiplication by (i)). In physics we usually absorb that (i) into the definition of the observable (momentum) so that eigenvalues are real.
2.6 Summary of the relationship
| Frequency‑space picture | Operator‑eigenvector picture | |||
|---|---|---|---|---|
| Basis vectors labelled by a continuous parameter (k) (wave‑number). | Kets ( | k\rangle) satisfy (\hat D | k\rangle = i k | k\rangle). |
| Any state (\psi(x)) can be written as a Fourier integral over (k). | The coefficients (\tilde\psi(k)=\langle k | \psi\rangle) are the Fourier amplitudes. | ||
| Orthogonality: (\int dx\, e^{i(k-k’)x}=2\pi\delta(k-k’)). | Dirac‑δ orthogonality: (\langle k’ | k\rangle = \delta(k-k’)). | ||
| Completeness: (\int dk\, e^{ik(x-x’)} = 2\pi\delta(x-x’)). | Completeness: (\int dk\, | k\rangle\langle k | = \mathbb{1}). |
| Consequently, **the “(k)-basis” that spans frequency space is precisely the set of eigenkets of the differential operator (\frac{d}{dx}); the Fourier transform is the change of representation from the position basis ({ | x\rangle}) to the (k)-basis ({ | k\rangle}).** |
3. Final answer
The two definitions are equivalent:
| *The eigenkets of the derivative operator (\hat D=\frac{d}{dx}) are the plane‑wave states (\langle x | k\rangle = (2\pi)^{-1/2}e^{ikx}). These kets form a continuous, δ‑normalised basis ({ | k\rangle}) that spans the Hilbert space. Expanding any state in this basis yields the Fourier transform, i.e. the coordinates of the state in “frequency space”. The factor (i) in the eigenvalue equation simply reflects that (\hat D) is anti‑Hermitian; multiplying by (i) gives the Hermitian momentum operator whose eigenvalues (k) are real.* |
4. Common mistakes
| Mistake | Why it’s wrong | How to avoid it | ||||
|---|---|---|---|---|---|---|
| Thinking (\hat D) has real eigenvalues. | (\hat D = d/dx) is anti‑Hermitian, so its eigenvalues are purely imaginary. | Remember to write the eigenvalue equation as (\hat D | k\rangle = i k | k\rangle) (or define (\hat p=-i\hat D) to get real eigenvalues). | ||
| Forgetting the normalisation factor ((2\pi)^{-1/2}). | Without it the orthogonality relation yields a factor of (2\pi) instead of a Dirac delta. | Choose the conventional normalisation so that (\langle k’ | k\rangle = \delta(k-k’)). | |||
| Confusing the position and momentum (k) bases. | Writing (\psi(x)=\int dk\, e^{ikx}\tilde\psi(k)) without the (\frac{1}{\sqrt{2\pi}}) leads to inconsistent inverse transforms. | Derive both forward and inverse Fourier transforms explicitly from the completeness relation. | ||||
| **Treating ( | k\rangle) as a vector in ordinary 3‑D space.** | ( | k\rangle) lives in abstract Hilbert space; its “components” are functions of the continuous variable (k). | Emphasise Dirac notation: ( | k\rangle) is a ket, (\langle x | k\rangle) is its wave‑function. |
| Assuming the eigenvalue equation holds for any function. | Only the plane waves satisfy (\frac{d}{dx}f = i k f). | Verify by substitution: differentiate (e^{ikx}) to see it reproduces the same function multiplied by (ik). |
By keeping these points in mind, the connection between the frequency‑space basis and the eigenbasis of the differential operator becomes clear and error‑free.
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